001/* 002 * Copyright (C) 2011 The Guava Authors 003 * 004 * Licensed under the Apache License, Version 2.0 (the "License"); you may not use this file except 005 * in compliance with the License. You may obtain a copy of the License at 006 * 007 * http://www.apache.org/licenses/LICENSE-2.0 008 * 009 * Unless required by applicable law or agreed to in writing, software distributed under the License 010 * is distributed on an "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express 011 * or implied. See the License for the specific language governing permissions and limitations under 012 * the License. 013 */ 014 015package com.google.common.hash; 016 017import static com.google.common.base.Preconditions.checkArgument; 018import static com.google.common.base.Preconditions.checkNotNull; 019 020import com.google.common.annotations.Beta; 021import com.google.common.annotations.VisibleForTesting; 022import com.google.common.base.Objects; 023import com.google.common.base.Predicate; 024import com.google.common.hash.BloomFilterStrategies.LockFreeBitArray; 025import com.google.common.math.DoubleMath; 026import com.google.common.math.LongMath; 027import com.google.common.primitives.SignedBytes; 028import com.google.common.primitives.UnsignedBytes; 029import com.google.errorprone.annotations.CanIgnoreReturnValue; 030import java.io.DataInputStream; 031import java.io.DataOutputStream; 032import java.io.IOException; 033import java.io.InputStream; 034import java.io.OutputStream; 035import java.io.Serializable; 036import java.math.RoundingMode; 037import javax.annotation.CheckForNull; 038import org.checkerframework.checker.nullness.qual.Nullable; 039 040/** 041 * A Bloom filter for instances of {@code T}. A Bloom filter offers an approximate containment test 042 * with one-sided error: if it claims that an element is contained in it, this might be in error, 043 * but if it claims that an element is <i>not</i> contained in it, then this is definitely true. 044 * 045 * <p>If you are unfamiliar with Bloom filters, this nice <a 046 * href="http://llimllib.github.io/bloomfilter-tutorial/">tutorial</a> may help you understand how 047 * they work. 048 * 049 * <p>The false positive probability ({@code FPP}) of a Bloom filter is defined as the probability 050 * that {@linkplain #mightContain(Object)} will erroneously return {@code true} for an object that 051 * has not actually been put in the {@code BloomFilter}. 052 * 053 * <p>Bloom filters are serializable. They also support a more compact serial representation via the 054 * {@link #writeTo} and {@link #readFrom} methods. Both serialized forms will continue to be 055 * supported by future versions of this library. However, serial forms generated by newer versions 056 * of the code may not be readable by older versions of the code (e.g., a serialized Bloom filter 057 * generated today may <i>not</i> be readable by a binary that was compiled 6 months ago). 058 * 059 * <p>As of Guava 23.0, this class is thread-safe and lock-free. It internally uses atomics and 060 * compare-and-swap to ensure correctness when multiple threads are used to access it. 061 * 062 * @param <T> the type of instances that the {@code BloomFilter} accepts 063 * @author Dimitris Andreou 064 * @author Kevin Bourrillion 065 * @since 11.0 (thread-safe since 23.0) 066 */ 067@Beta 068@ElementTypesAreNonnullByDefault 069public final class BloomFilter<T extends @Nullable Object> implements Predicate<T>, Serializable { 070 /** 071 * A strategy to translate T instances, to {@code numHashFunctions} bit indexes. 072 * 073 * <p>Implementations should be collections of pure functions (i.e. stateless). 074 */ 075 interface Strategy extends java.io.Serializable { 076 077 /** 078 * Sets {@code numHashFunctions} bits of the given bit array, by hashing a user element. 079 * 080 * <p>Returns whether any bits changed as a result of this operation. 081 */ 082 <T extends @Nullable Object> boolean put( 083 @ParametricNullness T object, 084 Funnel<? super T> funnel, 085 int numHashFunctions, 086 LockFreeBitArray bits); 087 088 /** 089 * Queries {@code numHashFunctions} bits of the given bit array, by hashing a user element; 090 * returns {@code true} if and only if all selected bits are set. 091 */ 092 <T extends @Nullable Object> boolean mightContain( 093 @ParametricNullness T object, 094 Funnel<? super T> funnel, 095 int numHashFunctions, 096 LockFreeBitArray bits); 097 098 /** 099 * Identifier used to encode this strategy, when marshalled as part of a BloomFilter. Only 100 * values in the [-128, 127] range are valid for the compact serial form. Non-negative values 101 * are reserved for enums defined in BloomFilterStrategies; negative values are reserved for any 102 * custom, stateful strategy we may define (e.g. any kind of strategy that would depend on user 103 * input). 104 */ 105 int ordinal(); 106 } 107 108 /** The bit set of the BloomFilter (not necessarily power of 2!) */ 109 private final LockFreeBitArray bits; 110 111 /** Number of hashes per element */ 112 private final int numHashFunctions; 113 114 /** The funnel to translate Ts to bytes */ 115 private final Funnel<? super T> funnel; 116 117 /** The strategy we employ to map an element T to {@code numHashFunctions} bit indexes. */ 118 private final Strategy strategy; 119 120 /** Creates a BloomFilter. */ 121 private BloomFilter( 122 LockFreeBitArray bits, int numHashFunctions, Funnel<? super T> funnel, Strategy strategy) { 123 checkArgument(numHashFunctions > 0, "numHashFunctions (%s) must be > 0", numHashFunctions); 124 checkArgument( 125 numHashFunctions <= 255, "numHashFunctions (%s) must be <= 255", numHashFunctions); 126 this.bits = checkNotNull(bits); 127 this.numHashFunctions = numHashFunctions; 128 this.funnel = checkNotNull(funnel); 129 this.strategy = checkNotNull(strategy); 130 } 131 132 /** 133 * Creates a new {@code BloomFilter} that's a copy of this instance. The new instance is equal to 134 * this instance but shares no mutable state. 135 * 136 * @since 12.0 137 */ 138 public BloomFilter<T> copy() { 139 return new BloomFilter<T>(bits.copy(), numHashFunctions, funnel, strategy); 140 } 141 142 /** 143 * Returns {@code true} if the element <i>might</i> have been put in this Bloom filter, {@code 144 * false} if this is <i>definitely</i> not the case. 145 */ 146 public boolean mightContain(@ParametricNullness T object) { 147 return strategy.mightContain(object, funnel, numHashFunctions, bits); 148 } 149 150 /** 151 * @deprecated Provided only to satisfy the {@link Predicate} interface; use {@link #mightContain} 152 * instead. 153 */ 154 @Deprecated 155 @Override 156 public boolean apply(@ParametricNullness T input) { 157 return mightContain(input); 158 } 159 160 /** 161 * Puts an element into this {@code BloomFilter}. Ensures that subsequent invocations of {@link 162 * #mightContain(Object)} with the same element will always return {@code true}. 163 * 164 * @return true if the Bloom filter's bits changed as a result of this operation. If the bits 165 * changed, this is <i>definitely</i> the first time {@code object} has been added to the 166 * filter. If the bits haven't changed, this <i>might</i> be the first time {@code object} has 167 * been added to the filter. Note that {@code put(t)} always returns the <i>opposite</i> 168 * result to what {@code mightContain(t)} would have returned at the time it is called. 169 * @since 12.0 (present in 11.0 with {@code void} return type}) 170 */ 171 @CanIgnoreReturnValue 172 public boolean put(@ParametricNullness T object) { 173 return strategy.put(object, funnel, numHashFunctions, bits); 174 } 175 176 /** 177 * Returns the probability that {@linkplain #mightContain(Object)} will erroneously return {@code 178 * true} for an object that has not actually been put in the {@code BloomFilter}. 179 * 180 * <p>Ideally, this number should be close to the {@code fpp} parameter passed in {@linkplain 181 * #create(Funnel, int, double)}, or smaller. If it is significantly higher, it is usually the 182 * case that too many elements (more than expected) have been put in the {@code BloomFilter}, 183 * degenerating it. 184 * 185 * @since 14.0 (since 11.0 as expectedFalsePositiveProbability()) 186 */ 187 public double expectedFpp() { 188 return Math.pow((double) bits.bitCount() / bitSize(), numHashFunctions); 189 } 190 191 /** 192 * Returns an estimate for the total number of distinct elements that have been added to this 193 * Bloom filter. This approximation is reasonably accurate if it does not exceed the value of 194 * {@code expectedInsertions} that was used when constructing the filter. 195 * 196 * @since 22.0 197 */ 198 public long approximateElementCount() { 199 long bitSize = bits.bitSize(); 200 long bitCount = bits.bitCount(); 201 202 /** 203 * Each insertion is expected to reduce the # of clear bits by a factor of 204 * `numHashFunctions/bitSize`. So, after n insertions, expected bitCount is `bitSize * (1 - (1 - 205 * numHashFunctions/bitSize)^n)`. Solving that for n, and approximating `ln x` as `x - 1` when x 206 * is close to 1 (why?), gives the following formula. 207 */ 208 double fractionOfBitsSet = (double) bitCount / bitSize; 209 return DoubleMath.roundToLong( 210 -Math.log1p(-fractionOfBitsSet) * bitSize / numHashFunctions, RoundingMode.HALF_UP); 211 } 212 213 /** Returns the number of bits in the underlying bit array. */ 214 @VisibleForTesting 215 long bitSize() { 216 return bits.bitSize(); 217 } 218 219 /** 220 * Determines whether a given Bloom filter is compatible with this Bloom filter. For two Bloom 221 * filters to be compatible, they must: 222 * 223 * <ul> 224 * <li>not be the same instance 225 * <li>have the same number of hash functions 226 * <li>have the same bit size 227 * <li>have the same strategy 228 * <li>have equal funnels 229 * </ul> 230 * 231 * @param that The Bloom filter to check for compatibility. 232 * @since 15.0 233 */ 234 public boolean isCompatible(BloomFilter<T> that) { 235 checkNotNull(that); 236 return this != that 237 && this.numHashFunctions == that.numHashFunctions 238 && this.bitSize() == that.bitSize() 239 && this.strategy.equals(that.strategy) 240 && this.funnel.equals(that.funnel); 241 } 242 243 /** 244 * Combines this Bloom filter with another Bloom filter by performing a bitwise OR of the 245 * underlying data. The mutations happen to <b>this</b> instance. Callers must ensure the Bloom 246 * filters are appropriately sized to avoid saturating them. 247 * 248 * @param that The Bloom filter to combine this Bloom filter with. It is not mutated. 249 * @throws IllegalArgumentException if {@code isCompatible(that) == false} 250 * @since 15.0 251 */ 252 public void putAll(BloomFilter<T> that) { 253 checkNotNull(that); 254 checkArgument(this != that, "Cannot combine a BloomFilter with itself."); 255 checkArgument( 256 this.numHashFunctions == that.numHashFunctions, 257 "BloomFilters must have the same number of hash functions (%s != %s)", 258 this.numHashFunctions, 259 that.numHashFunctions); 260 checkArgument( 261 this.bitSize() == that.bitSize(), 262 "BloomFilters must have the same size underlying bit arrays (%s != %s)", 263 this.bitSize(), 264 that.bitSize()); 265 checkArgument( 266 this.strategy.equals(that.strategy), 267 "BloomFilters must have equal strategies (%s != %s)", 268 this.strategy, 269 that.strategy); 270 checkArgument( 271 this.funnel.equals(that.funnel), 272 "BloomFilters must have equal funnels (%s != %s)", 273 this.funnel, 274 that.funnel); 275 this.bits.putAll(that.bits); 276 } 277 278 @Override 279 public boolean equals(@CheckForNull Object object) { 280 if (object == this) { 281 return true; 282 } 283 if (object instanceof BloomFilter) { 284 BloomFilter<?> that = (BloomFilter<?>) object; 285 return this.numHashFunctions == that.numHashFunctions 286 && this.funnel.equals(that.funnel) 287 && this.bits.equals(that.bits) 288 && this.strategy.equals(that.strategy); 289 } 290 return false; 291 } 292 293 @Override 294 public int hashCode() { 295 return Objects.hashCode(numHashFunctions, funnel, strategy, bits); 296 } 297 298 /** 299 * Creates a {@link BloomFilter} with the expected number of insertions and expected false 300 * positive probability. 301 * 302 * <p>Note that overflowing a {@code BloomFilter} with significantly more elements than specified, 303 * will result in its saturation, and a sharp deterioration of its false positive probability. 304 * 305 * <p>The constructed {@code BloomFilter} will be serializable if the provided {@code Funnel<T>} 306 * is. 307 * 308 * <p>It is recommended that the funnel be implemented as a Java enum. This has the benefit of 309 * ensuring proper serialization and deserialization, which is important since {@link #equals} 310 * also relies on object identity of funnels. 311 * 312 * @param funnel the funnel of T's that the constructed {@code BloomFilter} will use 313 * @param expectedInsertions the number of expected insertions to the constructed {@code 314 * BloomFilter}; must be positive 315 * @param fpp the desired false positive probability (must be positive and less than 1.0) 316 * @return a {@code BloomFilter} 317 */ 318 public static <T extends @Nullable Object> BloomFilter<T> create( 319 Funnel<? super T> funnel, int expectedInsertions, double fpp) { 320 return create(funnel, (long) expectedInsertions, fpp); 321 } 322 323 /** 324 * Creates a {@link BloomFilter} with the expected number of insertions and expected false 325 * positive probability. 326 * 327 * <p>Note that overflowing a {@code BloomFilter} with significantly more elements than specified, 328 * will result in its saturation, and a sharp deterioration of its false positive probability. 329 * 330 * <p>The constructed {@code BloomFilter} will be serializable if the provided {@code Funnel<T>} 331 * is. 332 * 333 * <p>It is recommended that the funnel be implemented as a Java enum. This has the benefit of 334 * ensuring proper serialization and deserialization, which is important since {@link #equals} 335 * also relies on object identity of funnels. 336 * 337 * @param funnel the funnel of T's that the constructed {@code BloomFilter} will use 338 * @param expectedInsertions the number of expected insertions to the constructed {@code 339 * BloomFilter}; must be positive 340 * @param fpp the desired false positive probability (must be positive and less than 1.0) 341 * @return a {@code BloomFilter} 342 * @since 19.0 343 */ 344 public static <T extends @Nullable Object> BloomFilter<T> create( 345 Funnel<? super T> funnel, long expectedInsertions, double fpp) { 346 return create(funnel, expectedInsertions, fpp, BloomFilterStrategies.MURMUR128_MITZ_64); 347 } 348 349 @VisibleForTesting 350 static <T extends @Nullable Object> BloomFilter<T> create( 351 Funnel<? super T> funnel, long expectedInsertions, double fpp, Strategy strategy) { 352 checkNotNull(funnel); 353 checkArgument( 354 expectedInsertions >= 0, "Expected insertions (%s) must be >= 0", expectedInsertions); 355 checkArgument(fpp > 0.0, "False positive probability (%s) must be > 0.0", fpp); 356 checkArgument(fpp < 1.0, "False positive probability (%s) must be < 1.0", fpp); 357 checkNotNull(strategy); 358 359 if (expectedInsertions == 0) { 360 expectedInsertions = 1; 361 } 362 /* 363 * TODO(user): Put a warning in the javadoc about tiny fpp values, since the resulting size 364 * is proportional to -log(p), but there is not much of a point after all, e.g. 365 * optimalM(1000, 0.0000000000000001) = 76680 which is less than 10kb. Who cares! 366 */ 367 long numBits = optimalNumOfBits(expectedInsertions, fpp); 368 int numHashFunctions = optimalNumOfHashFunctions(expectedInsertions, numBits); 369 try { 370 return new BloomFilter<T>(new LockFreeBitArray(numBits), numHashFunctions, funnel, strategy); 371 } catch (IllegalArgumentException e) { 372 throw new IllegalArgumentException("Could not create BloomFilter of " + numBits + " bits", e); 373 } 374 } 375 376 /** 377 * Creates a {@link BloomFilter} with the expected number of insertions and a default expected 378 * false positive probability of 3%. 379 * 380 * <p>Note that overflowing a {@code BloomFilter} with significantly more elements than specified, 381 * will result in its saturation, and a sharp deterioration of its false positive probability. 382 * 383 * <p>The constructed {@code BloomFilter} will be serializable if the provided {@code Funnel<T>} 384 * is. 385 * 386 * <p>It is recommended that the funnel be implemented as a Java enum. This has the benefit of 387 * ensuring proper serialization and deserialization, which is important since {@link #equals} 388 * also relies on object identity of funnels. 389 * 390 * @param funnel the funnel of T's that the constructed {@code BloomFilter} will use 391 * @param expectedInsertions the number of expected insertions to the constructed {@code 392 * BloomFilter}; must be positive 393 * @return a {@code BloomFilter} 394 */ 395 public static <T extends @Nullable Object> BloomFilter<T> create( 396 Funnel<? super T> funnel, int expectedInsertions) { 397 return create(funnel, (long) expectedInsertions); 398 } 399 400 /** 401 * Creates a {@link BloomFilter} with the expected number of insertions and a default expected 402 * false positive probability of 3%. 403 * 404 * <p>Note that overflowing a {@code BloomFilter} with significantly more elements than specified, 405 * will result in its saturation, and a sharp deterioration of its false positive probability. 406 * 407 * <p>The constructed {@code BloomFilter} will be serializable if the provided {@code Funnel<T>} 408 * is. 409 * 410 * <p>It is recommended that the funnel be implemented as a Java enum. This has the benefit of 411 * ensuring proper serialization and deserialization, which is important since {@link #equals} 412 * also relies on object identity of funnels. 413 * 414 * @param funnel the funnel of T's that the constructed {@code BloomFilter} will use 415 * @param expectedInsertions the number of expected insertions to the constructed {@code 416 * BloomFilter}; must be positive 417 * @return a {@code BloomFilter} 418 * @since 19.0 419 */ 420 public static <T extends @Nullable Object> BloomFilter<T> create( 421 Funnel<? super T> funnel, long expectedInsertions) { 422 return create(funnel, expectedInsertions, 0.03); // FYI, for 3%, we always get 5 hash functions 423 } 424 425 // Cheat sheet: 426 // 427 // m: total bits 428 // n: expected insertions 429 // b: m/n, bits per insertion 430 // p: expected false positive probability 431 // 432 // 1) Optimal k = b * ln2 433 // 2) p = (1 - e ^ (-kn/m))^k 434 // 3) For optimal k: p = 2 ^ (-k) ~= 0.6185^b 435 // 4) For optimal k: m = -nlnp / ((ln2) ^ 2) 436 437 /** 438 * Computes the optimal k (number of hashes per element inserted in Bloom filter), given the 439 * expected insertions and total number of bits in the Bloom filter. 440 * 441 * <p>See http://en.wikipedia.org/wiki/File:Bloom_filter_fp_probability.svg for the formula. 442 * 443 * @param n expected insertions (must be positive) 444 * @param m total number of bits in Bloom filter (must be positive) 445 */ 446 @VisibleForTesting 447 static int optimalNumOfHashFunctions(long n, long m) { 448 // (m / n) * log(2), but avoid truncation due to division! 449 return Math.max(1, (int) Math.round((double) m / n * Math.log(2))); 450 } 451 452 /** 453 * Computes m (total bits of Bloom filter) which is expected to achieve, for the specified 454 * expected insertions, the required false positive probability. 455 * 456 * <p>See http://en.wikipedia.org/wiki/Bloom_filter#Probability_of_false_positives for the 457 * formula. 458 * 459 * @param n expected insertions (must be positive) 460 * @param p false positive rate (must be 0 < p < 1) 461 */ 462 @VisibleForTesting 463 static long optimalNumOfBits(long n, double p) { 464 if (p == 0) { 465 p = Double.MIN_VALUE; 466 } 467 return (long) (-n * Math.log(p) / (Math.log(2) * Math.log(2))); 468 } 469 470 private Object writeReplace() { 471 return new SerialForm<T>(this); 472 } 473 474 private static class SerialForm<T extends @Nullable Object> implements Serializable { 475 final long[] data; 476 final int numHashFunctions; 477 final Funnel<? super T> funnel; 478 final Strategy strategy; 479 480 SerialForm(BloomFilter<T> bf) { 481 this.data = LockFreeBitArray.toPlainArray(bf.bits.data); 482 this.numHashFunctions = bf.numHashFunctions; 483 this.funnel = bf.funnel; 484 this.strategy = bf.strategy; 485 } 486 487 Object readResolve() { 488 return new BloomFilter<T>(new LockFreeBitArray(data), numHashFunctions, funnel, strategy); 489 } 490 491 private static final long serialVersionUID = 1; 492 } 493 494 /** 495 * Writes this {@code BloomFilter} to an output stream, with a custom format (not Java 496 * serialization). This has been measured to save at least 400 bytes compared to regular 497 * serialization. 498 * 499 * <p>Use {@linkplain #readFrom(InputStream, Funnel)} to reconstruct the written BloomFilter. 500 */ 501 public void writeTo(OutputStream out) throws IOException { 502 // Serial form: 503 // 1 signed byte for the strategy 504 // 1 unsigned byte for the number of hash functions 505 // 1 big endian int, the number of longs in our bitset 506 // N big endian longs of our bitset 507 DataOutputStream dout = new DataOutputStream(out); 508 dout.writeByte(SignedBytes.checkedCast(strategy.ordinal())); 509 dout.writeByte(UnsignedBytes.checkedCast(numHashFunctions)); // note: checked at the c'tor 510 dout.writeInt(bits.data.length()); 511 for (int i = 0; i < bits.data.length(); i++) { 512 dout.writeLong(bits.data.get(i)); 513 } 514 } 515 516 /** 517 * Reads a byte stream, which was written by {@linkplain #writeTo(OutputStream)}, into a {@code 518 * BloomFilter}. 519 * 520 * <p>The {@code Funnel} to be used is not encoded in the stream, so it must be provided here. 521 * <b>Warning:</b> the funnel provided <b>must</b> behave identically to the one used to populate 522 * the original Bloom filter! 523 * 524 * @throws IOException if the InputStream throws an {@code IOException}, or if its data does not 525 * appear to be a BloomFilter serialized using the {@linkplain #writeTo(OutputStream)} method. 526 */ 527 public static <T extends @Nullable Object> BloomFilter<T> readFrom( 528 InputStream in, Funnel<? super T> funnel) throws IOException { 529 checkNotNull(in, "InputStream"); 530 checkNotNull(funnel, "Funnel"); 531 int strategyOrdinal = -1; 532 int numHashFunctions = -1; 533 int dataLength = -1; 534 try { 535 DataInputStream din = new DataInputStream(in); 536 // currently this assumes there is no negative ordinal; will have to be updated if we 537 // add non-stateless strategies (for which we've reserved negative ordinals; see 538 // Strategy.ordinal()). 539 strategyOrdinal = din.readByte(); 540 numHashFunctions = UnsignedBytes.toInt(din.readByte()); 541 dataLength = din.readInt(); 542 543 Strategy strategy = BloomFilterStrategies.values()[strategyOrdinal]; 544 545 LockFreeBitArray dataArray = new LockFreeBitArray(LongMath.checkedMultiply(dataLength, 64L)); 546 for (int i = 0; i < dataLength; i++) { 547 dataArray.putData(i, din.readLong()); 548 } 549 550 return new BloomFilter<T>(dataArray, numHashFunctions, funnel, strategy); 551 } catch (RuntimeException e) { 552 String message = 553 "Unable to deserialize BloomFilter from InputStream." 554 + " strategyOrdinal: " 555 + strategyOrdinal 556 + " numHashFunctions: " 557 + numHashFunctions 558 + " dataLength: " 559 + dataLength; 560 throw new IOException(message, e); 561 } 562 } 563}