001/*
002 * Copyright (C) 2011 The Guava Authors
003 *
004 * Licensed under the Apache License, Version 2.0 (the "License"); you may not use this file except
005 * in compliance with the License. You may obtain a copy of the License at
006 *
007 * http://www.apache.org/licenses/LICENSE-2.0
008 *
009 * Unless required by applicable law or agreed to in writing, software distributed under the License
010 * is distributed on an "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express
011 * or implied. See the License for the specific language governing permissions and limitations under
012 * the License.
013 */
014
015package com.google.common.hash;
016
017import static com.google.common.base.Preconditions.checkArgument;
018import static com.google.common.base.Preconditions.checkNotNull;
019
020import com.google.common.annotations.Beta;
021import com.google.common.annotations.VisibleForTesting;
022import com.google.common.base.Objects;
023import com.google.common.base.Predicate;
024import com.google.common.hash.BloomFilterStrategies.LockFreeBitArray;
025import com.google.common.math.DoubleMath;
026import com.google.common.primitives.SignedBytes;
027import com.google.common.primitives.UnsignedBytes;
028import com.google.errorprone.annotations.CanIgnoreReturnValue;
029import java.io.DataInputStream;
030import java.io.DataOutputStream;
031import java.io.IOException;
032import java.io.InputStream;
033import java.io.OutputStream;
034import java.io.Serializable;
035import java.math.RoundingMode;
036import org.checkerframework.checker.nullness.compatqual.NullableDecl;
037
038/**
039 * A Bloom filter for instances of {@code T}. A Bloom filter offers an approximate containment test
040 * with one-sided error: if it claims that an element is contained in it, this might be in error,
041 * but if it claims that an element is <i>not</i> contained in it, then this is definitely true.
042 *
043 * <p>If you are unfamiliar with Bloom filters, this nice <a
044 * href="http://llimllib.github.com/bloomfilter-tutorial/">tutorial</a> may help you understand how
045 * they work.
046 *
047 * <p>The false positive probability ({@code FPP}) of a Bloom filter is defined as the probability
048 * that {@linkplain #mightContain(Object)} will erroneously return {@code true} for an object that
049 * has not actually been put in the {@code BloomFilter}.
050 *
051 * <p>Bloom filters are serializable. They also support a more compact serial representation via the
052 * {@link #writeTo} and {@link #readFrom} methods. Both serialized forms will continue to be
053 * supported by future versions of this library. However, serial forms generated by newer versions
054 * of the code may not be readable by older versions of the code (e.g., a serialized Bloom filter
055 * generated today may <i>not</i> be readable by a binary that was compiled 6 months ago).
056 *
057 * <p>As of Guava 23.0, this class is thread-safe and lock-free. It internally uses atomics and
058 * compare-and-swap to ensure correctness when multiple threads are used to access it.
059 *
060 * @param <T> the type of instances that the {@code BloomFilter} accepts
061 * @author Dimitris Andreou
062 * @author Kevin Bourrillion
063 * @since 11.0 (thread-safe since 23.0)
064 */
065@Beta
066public final class BloomFilter<T> implements Predicate<T>, Serializable {
067  /**
068   * A strategy to translate T instances, to {@code numHashFunctions} bit indexes.
069   *
070   * <p>Implementations should be collections of pure functions (i.e. stateless).
071   */
072  interface Strategy extends java.io.Serializable {
073
074    /**
075     * Sets {@code numHashFunctions} bits of the given bit array, by hashing a user element.
076     *
077     * <p>Returns whether any bits changed as a result of this operation.
078     */
079    <T> boolean put(
080        T object, Funnel<? super T> funnel, int numHashFunctions, LockFreeBitArray bits);
081
082    /**
083     * Queries {@code numHashFunctions} bits of the given bit array, by hashing a user element;
084     * returns {@code true} if and only if all selected bits are set.
085     */
086    <T> boolean mightContain(
087        T object, Funnel<? super T> funnel, int numHashFunctions, LockFreeBitArray bits);
088
089    /**
090     * Identifier used to encode this strategy, when marshalled as part of a BloomFilter. Only
091     * values in the [-128, 127] range are valid for the compact serial form. Non-negative values
092     * are reserved for enums defined in BloomFilterStrategies; negative values are reserved for any
093     * custom, stateful strategy we may define (e.g. any kind of strategy that would depend on user
094     * input).
095     */
096    int ordinal();
097  }
098
099  /** The bit set of the BloomFilter (not necessarily power of 2!) */
100  private final LockFreeBitArray bits;
101
102  /** Number of hashes per element */
103  private final int numHashFunctions;
104
105  /** The funnel to translate Ts to bytes */
106  private final Funnel<? super T> funnel;
107
108  /** The strategy we employ to map an element T to {@code numHashFunctions} bit indexes. */
109  private final Strategy strategy;
110
111  /** Creates a BloomFilter. */
112  private BloomFilter(
113      LockFreeBitArray bits, int numHashFunctions, Funnel<? super T> funnel, Strategy strategy) {
114    checkArgument(numHashFunctions > 0, "numHashFunctions (%s) must be > 0", numHashFunctions);
115    checkArgument(
116        numHashFunctions <= 255, "numHashFunctions (%s) must be <= 255", numHashFunctions);
117    this.bits = checkNotNull(bits);
118    this.numHashFunctions = numHashFunctions;
119    this.funnel = checkNotNull(funnel);
120    this.strategy = checkNotNull(strategy);
121  }
122
123  /**
124   * Creates a new {@code BloomFilter} that's a copy of this instance. The new instance is equal to
125   * this instance but shares no mutable state.
126   *
127   * @since 12.0
128   */
129  public BloomFilter<T> copy() {
130    return new BloomFilter<T>(bits.copy(), numHashFunctions, funnel, strategy);
131  }
132
133  /**
134   * Returns {@code true} if the element <i>might</i> have been put in this Bloom filter, {@code
135   * false} if this is <i>definitely</i> not the case.
136   */
137  public boolean mightContain(T object) {
138    return strategy.mightContain(object, funnel, numHashFunctions, bits);
139  }
140
141  /**
142   * @deprecated Provided only to satisfy the {@link Predicate} interface; use {@link #mightContain}
143   *     instead.
144   */
145  @Deprecated
146  @Override
147  public boolean apply(T input) {
148    return mightContain(input);
149  }
150
151  /**
152   * Puts an element into this {@code BloomFilter}. Ensures that subsequent invocations of {@link
153   * #mightContain(Object)} with the same element will always return {@code true}.
154   *
155   * @return true if the Bloom filter's bits changed as a result of this operation. If the bits
156   *     changed, this is <i>definitely</i> the first time {@code object} has been added to the
157   *     filter. If the bits haven't changed, this <i>might</i> be the first time {@code object} has
158   *     been added to the filter. Note that {@code put(t)} always returns the <i>opposite</i>
159   *     result to what {@code mightContain(t)} would have returned at the time it is called.
160   * @since 12.0 (present in 11.0 with {@code void} return type})
161   */
162  @CanIgnoreReturnValue
163  public boolean put(T object) {
164    return strategy.put(object, funnel, numHashFunctions, bits);
165  }
166
167  /**
168   * Returns the probability that {@linkplain #mightContain(Object)} will erroneously return {@code
169   * true} for an object that has not actually been put in the {@code BloomFilter}.
170   *
171   * <p>Ideally, this number should be close to the {@code fpp} parameter passed in {@linkplain
172   * #create(Funnel, int, double)}, or smaller. If it is significantly higher, it is usually the
173   * case that too many elements (more than expected) have been put in the {@code BloomFilter},
174   * degenerating it.
175   *
176   * @since 14.0 (since 11.0 as expectedFalsePositiveProbability())
177   */
178  public double expectedFpp() {
179    // You down with FPP? (Yeah you know me!) Who's down with FPP? (Every last homie!)
180    return Math.pow((double) bits.bitCount() / bitSize(), numHashFunctions);
181  }
182
183  /**
184   * Returns an estimate for the total number of distinct elements that have been added to this
185   * Bloom filter. This approximation is reasonably accurate if it does not exceed the value of
186   * {@code expectedInsertions} that was used when constructing the filter.
187   *
188   * @since 22.0
189   */
190  public long approximateElementCount() {
191    long bitSize = bits.bitSize();
192    long bitCount = bits.bitCount();
193
194    /**
195     * Each insertion is expected to reduce the # of clear bits by a factor of
196     * `numHashFunctions/bitSize`. So, after n insertions, expected bitCount is `bitSize * (1 - (1 -
197     * numHashFunctions/bitSize)^n)`. Solving that for n, and approximating `ln x` as `x - 1` when x
198     * is close to 1 (why?), gives the following formula.
199     */
200    double fractionOfBitsSet = (double) bitCount / bitSize;
201    return DoubleMath.roundToLong(
202        -Math.log1p(-fractionOfBitsSet) * bitSize / numHashFunctions, RoundingMode.HALF_UP);
203  }
204
205  /** Returns the number of bits in the underlying bit array. */
206  @VisibleForTesting
207  long bitSize() {
208    return bits.bitSize();
209  }
210
211  /**
212   * Determines whether a given Bloom filter is compatible with this Bloom filter. For two Bloom
213   * filters to be compatible, they must:
214   *
215   * <ul>
216   *   <li>not be the same instance
217   *   <li>have the same number of hash functions
218   *   <li>have the same bit size
219   *   <li>have the same strategy
220   *   <li>have equal funnels
221   * </ul>
222   *
223   * @param that The Bloom filter to check for compatibility.
224   * @since 15.0
225   */
226  public boolean isCompatible(BloomFilter<T> that) {
227    checkNotNull(that);
228    return this != that
229        && this.numHashFunctions == that.numHashFunctions
230        && this.bitSize() == that.bitSize()
231        && this.strategy.equals(that.strategy)
232        && this.funnel.equals(that.funnel);
233  }
234
235  /**
236   * Combines this Bloom filter with another Bloom filter by performing a bitwise OR of the
237   * underlying data. The mutations happen to <b>this</b> instance. Callers must ensure the Bloom
238   * filters are appropriately sized to avoid saturating them.
239   *
240   * @param that The Bloom filter to combine this Bloom filter with. It is not mutated.
241   * @throws IllegalArgumentException if {@code isCompatible(that) == false}
242   * @since 15.0
243   */
244  public void putAll(BloomFilter<T> that) {
245    checkNotNull(that);
246    checkArgument(this != that, "Cannot combine a BloomFilter with itself.");
247    checkArgument(
248        this.numHashFunctions == that.numHashFunctions,
249        "BloomFilters must have the same number of hash functions (%s != %s)",
250        this.numHashFunctions,
251        that.numHashFunctions);
252    checkArgument(
253        this.bitSize() == that.bitSize(),
254        "BloomFilters must have the same size underlying bit arrays (%s != %s)",
255        this.bitSize(),
256        that.bitSize());
257    checkArgument(
258        this.strategy.equals(that.strategy),
259        "BloomFilters must have equal strategies (%s != %s)",
260        this.strategy,
261        that.strategy);
262    checkArgument(
263        this.funnel.equals(that.funnel),
264        "BloomFilters must have equal funnels (%s != %s)",
265        this.funnel,
266        that.funnel);
267    this.bits.putAll(that.bits);
268  }
269
270  @Override
271  public boolean equals(@NullableDecl Object object) {
272    if (object == this) {
273      return true;
274    }
275    if (object instanceof BloomFilter) {
276      BloomFilter<?> that = (BloomFilter<?>) object;
277      return this.numHashFunctions == that.numHashFunctions
278          && this.funnel.equals(that.funnel)
279          && this.bits.equals(that.bits)
280          && this.strategy.equals(that.strategy);
281    }
282    return false;
283  }
284
285  @Override
286  public int hashCode() {
287    return Objects.hashCode(numHashFunctions, funnel, strategy, bits);
288  }
289
290  /**
291   * Creates a {@link BloomFilter} with the expected number of insertions and expected false
292   * positive probability.
293   *
294   * <p>Note that overflowing a {@code BloomFilter} with significantly more elements than specified,
295   * will result in its saturation, and a sharp deterioration of its false positive probability.
296   *
297   * <p>The constructed {@code BloomFilter} will be serializable if the provided {@code Funnel<T>}
298   * is.
299   *
300   * <p>It is recommended that the funnel be implemented as a Java enum. This has the benefit of
301   * ensuring proper serialization and deserialization, which is important since {@link #equals}
302   * also relies on object identity of funnels.
303   *
304   * @param funnel the funnel of T's that the constructed {@code BloomFilter} will use
305   * @param expectedInsertions the number of expected insertions to the constructed {@code
306   *     BloomFilter}; must be positive
307   * @param fpp the desired false positive probability (must be positive and less than 1.0)
308   * @return a {@code BloomFilter}
309   */
310  public static <T> BloomFilter<T> create(
311      Funnel<? super T> funnel, int expectedInsertions, double fpp) {
312    return create(funnel, (long) expectedInsertions, fpp);
313  }
314
315  /**
316   * Creates a {@link BloomFilter} with the expected number of insertions and expected false
317   * positive probability.
318   *
319   * <p>Note that overflowing a {@code BloomFilter} with significantly more elements than specified,
320   * will result in its saturation, and a sharp deterioration of its false positive probability.
321   *
322   * <p>The constructed {@code BloomFilter} will be serializable if the provided {@code Funnel<T>}
323   * is.
324   *
325   * <p>It is recommended that the funnel be implemented as a Java enum. This has the benefit of
326   * ensuring proper serialization and deserialization, which is important since {@link #equals}
327   * also relies on object identity of funnels.
328   *
329   * @param funnel the funnel of T's that the constructed {@code BloomFilter} will use
330   * @param expectedInsertions the number of expected insertions to the constructed {@code
331   *     BloomFilter}; must be positive
332   * @param fpp the desired false positive probability (must be positive and less than 1.0)
333   * @return a {@code BloomFilter}
334   * @since 19.0
335   */
336  public static <T> BloomFilter<T> create(
337      Funnel<? super T> funnel, long expectedInsertions, double fpp) {
338    return create(funnel, expectedInsertions, fpp, BloomFilterStrategies.MURMUR128_MITZ_64);
339  }
340
341  @VisibleForTesting
342  static <T> BloomFilter<T> create(
343      Funnel<? super T> funnel, long expectedInsertions, double fpp, Strategy strategy) {
344    checkNotNull(funnel);
345    checkArgument(
346        expectedInsertions >= 0, "Expected insertions (%s) must be >= 0", expectedInsertions);
347    checkArgument(fpp > 0.0, "False positive probability (%s) must be > 0.0", fpp);
348    checkArgument(fpp < 1.0, "False positive probability (%s) must be < 1.0", fpp);
349    checkNotNull(strategy);
350
351    if (expectedInsertions == 0) {
352      expectedInsertions = 1;
353    }
354    /*
355     * TODO(user): Put a warning in the javadoc about tiny fpp values, since the resulting size
356     * is proportional to -log(p), but there is not much of a point after all, e.g.
357     * optimalM(1000, 0.0000000000000001) = 76680 which is less than 10kb. Who cares!
358     */
359    long numBits = optimalNumOfBits(expectedInsertions, fpp);
360    int numHashFunctions = optimalNumOfHashFunctions(expectedInsertions, numBits);
361    try {
362      return new BloomFilter<T>(new LockFreeBitArray(numBits), numHashFunctions, funnel, strategy);
363    } catch (IllegalArgumentException e) {
364      throw new IllegalArgumentException("Could not create BloomFilter of " + numBits + " bits", e);
365    }
366  }
367
368  /**
369   * Creates a {@link BloomFilter} with the expected number of insertions and a default expected
370   * false positive probability of 3%.
371   *
372   * <p>Note that overflowing a {@code BloomFilter} with significantly more elements than specified,
373   * will result in its saturation, and a sharp deterioration of its false positive probability.
374   *
375   * <p>The constructed {@code BloomFilter} will be serializable if the provided {@code Funnel<T>}
376   * is.
377   *
378   * <p>It is recommended that the funnel be implemented as a Java enum. This has the benefit of
379   * ensuring proper serialization and deserialization, which is important since {@link #equals}
380   * also relies on object identity of funnels.
381   *
382   * @param funnel the funnel of T's that the constructed {@code BloomFilter} will use
383   * @param expectedInsertions the number of expected insertions to the constructed {@code
384   *     BloomFilter}; must be positive
385   * @return a {@code BloomFilter}
386   */
387  public static <T> BloomFilter<T> create(Funnel<? super T> funnel, int expectedInsertions) {
388    return create(funnel, (long) expectedInsertions);
389  }
390
391  /**
392   * Creates a {@link BloomFilter} with the expected number of insertions and a default expected
393   * false positive probability of 3%.
394   *
395   * <p>Note that overflowing a {@code BloomFilter} with significantly more elements than specified,
396   * will result in its saturation, and a sharp deterioration of its false positive probability.
397   *
398   * <p>The constructed {@code BloomFilter} will be serializable if the provided {@code Funnel<T>}
399   * is.
400   *
401   * <p>It is recommended that the funnel be implemented as a Java enum. This has the benefit of
402   * ensuring proper serialization and deserialization, which is important since {@link #equals}
403   * also relies on object identity of funnels.
404   *
405   * @param funnel the funnel of T's that the constructed {@code BloomFilter} will use
406   * @param expectedInsertions the number of expected insertions to the constructed {@code
407   *     BloomFilter}; must be positive
408   * @return a {@code BloomFilter}
409   * @since 19.0
410   */
411  public static <T> BloomFilter<T> create(Funnel<? super T> funnel, long expectedInsertions) {
412    return create(funnel, expectedInsertions, 0.03); // FYI, for 3%, we always get 5 hash functions
413  }
414
415  // Cheat sheet:
416  //
417  // m: total bits
418  // n: expected insertions
419  // b: m/n, bits per insertion
420  // p: expected false positive probability
421  //
422  // 1) Optimal k = b * ln2
423  // 2) p = (1 - e ^ (-kn/m))^k
424  // 3) For optimal k: p = 2 ^ (-k) ~= 0.6185^b
425  // 4) For optimal k: m = -nlnp / ((ln2) ^ 2)
426
427  /**
428   * Computes the optimal k (number of hashes per element inserted in Bloom filter), given the
429   * expected insertions and total number of bits in the Bloom filter.
430   *
431   * <p>See http://en.wikipedia.org/wiki/File:Bloom_filter_fp_probability.svg for the formula.
432   *
433   * @param n expected insertions (must be positive)
434   * @param m total number of bits in Bloom filter (must be positive)
435   */
436  @VisibleForTesting
437  static int optimalNumOfHashFunctions(long n, long m) {
438    // (m / n) * log(2), but avoid truncation due to division!
439    return Math.max(1, (int) Math.round((double) m / n * Math.log(2)));
440  }
441
442  /**
443   * Computes m (total bits of Bloom filter) which is expected to achieve, for the specified
444   * expected insertions, the required false positive probability.
445   *
446   * <p>See http://en.wikipedia.org/wiki/Bloom_filter#Probability_of_false_positives for the
447   * formula.
448   *
449   * @param n expected insertions (must be positive)
450   * @param p false positive rate (must be 0 < p < 1)
451   */
452  @VisibleForTesting
453  static long optimalNumOfBits(long n, double p) {
454    if (p == 0) {
455      p = Double.MIN_VALUE;
456    }
457    return (long) (-n * Math.log(p) / (Math.log(2) * Math.log(2)));
458  }
459
460  private Object writeReplace() {
461    return new SerialForm<T>(this);
462  }
463
464  private static class SerialForm<T> implements Serializable {
465    final long[] data;
466    final int numHashFunctions;
467    final Funnel<? super T> funnel;
468    final Strategy strategy;
469
470    SerialForm(BloomFilter<T> bf) {
471      this.data = LockFreeBitArray.toPlainArray(bf.bits.data);
472      this.numHashFunctions = bf.numHashFunctions;
473      this.funnel = bf.funnel;
474      this.strategy = bf.strategy;
475    }
476
477    Object readResolve() {
478      return new BloomFilter<T>(new LockFreeBitArray(data), numHashFunctions, funnel, strategy);
479    }
480
481    private static final long serialVersionUID = 1;
482  }
483
484  /**
485   * Writes this {@code BloomFilter} to an output stream, with a custom format (not Java
486   * serialization). This has been measured to save at least 400 bytes compared to regular
487   * serialization.
488   *
489   * <p>Use {@linkplain #readFrom(InputStream, Funnel)} to reconstruct the written BloomFilter.
490   */
491  public void writeTo(OutputStream out) throws IOException {
492    // Serial form:
493    // 1 signed byte for the strategy
494    // 1 unsigned byte for the number of hash functions
495    // 1 big endian int, the number of longs in our bitset
496    // N big endian longs of our bitset
497    DataOutputStream dout = new DataOutputStream(out);
498    dout.writeByte(SignedBytes.checkedCast(strategy.ordinal()));
499    dout.writeByte(UnsignedBytes.checkedCast(numHashFunctions)); // note: checked at the c'tor
500    dout.writeInt(bits.data.length());
501    for (int i = 0; i < bits.data.length(); i++) {
502      dout.writeLong(bits.data.get(i));
503    }
504  }
505
506  /**
507   * Reads a byte stream, which was written by {@linkplain #writeTo(OutputStream)}, into a {@code
508   * BloomFilter}.
509   *
510   * <p>The {@code Funnel} to be used is not encoded in the stream, so it must be provided here.
511   * <b>Warning:</b> the funnel provided <b>must</b> behave identically to the one used to populate
512   * the original Bloom filter!
513   *
514   * @throws IOException if the InputStream throws an {@code IOException}, or if its data does not
515   *     appear to be a BloomFilter serialized using the {@linkplain #writeTo(OutputStream)} method.
516   */
517  public static <T> BloomFilter<T> readFrom(InputStream in, Funnel<? super T> funnel)
518      throws IOException {
519    checkNotNull(in, "InputStream");
520    checkNotNull(funnel, "Funnel");
521    int strategyOrdinal = -1;
522    int numHashFunctions = -1;
523    int dataLength = -1;
524    try {
525      DataInputStream din = new DataInputStream(in);
526      // currently this assumes there is no negative ordinal; will have to be updated if we
527      // add non-stateless strategies (for which we've reserved negative ordinals; see
528      // Strategy.ordinal()).
529      strategyOrdinal = din.readByte();
530      numHashFunctions = UnsignedBytes.toInt(din.readByte());
531      dataLength = din.readInt();
532
533      Strategy strategy = BloomFilterStrategies.values()[strategyOrdinal];
534      long[] data = new long[dataLength];
535      for (int i = 0; i < data.length; i++) {
536        data[i] = din.readLong();
537      }
538      return new BloomFilter<T>(new LockFreeBitArray(data), numHashFunctions, funnel, strategy);
539    } catch (RuntimeException e) {
540      String message =
541          "Unable to deserialize BloomFilter from InputStream."
542              + " strategyOrdinal: "
543              + strategyOrdinal
544              + " numHashFunctions: "
545              + numHashFunctions
546              + " dataLength: "
547              + dataLength;
548      throw new IOException(message, e);
549    }
550  }
551}